Well-Being Outcome 1

Per the instrument instructions, it would depend on the case circumstances. If the case goal is to continue to keep the children with the relatives/guardians and they are the legal custodians of the children, it may not be necessary to involve the birth parents, if the birth parents were not involved in the circumstances that led to the agency’s involvement with the family. If there is no legal/permanent arrangement with the relatives, and/or if the case was opened due to issues involving the birth parents, then the agency should be working with birth parents to address concerns and/or ensure that relatives can legally/permanently care for the children.

Yes, per the second bullet in the instructions, biological parents in foster care cases must be included, unless they meet the “Not Applicable” criteria outlined in the applicability instructions.

Yes, per the second bullet in the instructions, biological parents in foster care cases must be included, unless they meet the “Not Applicable” criteria outlined in the applicability instructions.

CB has developed a reviewer brief that provides background information and case examples. https://training.cfsrportal.org/resources/3105

Circumstances must be considered when determining whether to include an uninvolved father in the assessment of this item for in-home cases. For example, if the case was only opened for a short time and the concerns with the family were not significant (no ongoing safety issues or high risk concerns), it may not be necessary for the agency to contact an uninvolved father since the agency’s involvement is very limited. For cases that are court-involved and not voluntary, for cases opened for a longer period of time due to ongoing safety concerns, or for cases in which the mother is not successfully addressing the concerns, the agency should make efforts to contact and inform fathers about the status of the children and engage them in meeting the needs of the children.

The existing online training and OSRI instructions address this item. The online training notes: "Some circumstances to consider include the reason for the agency’s involvement with the family and the impact of any risk and safety concerns present during the period under review.” In the “purpose of assessment” for Item 12, the instrument states that "the purpose of this item is to assess whether the agency made concerted efforts to assess needs and identify and provide services necessary to achieve case goals and adequately address issues relevant to the agency’s involvement with the family." For in-home cases, you should consider the reason for the agency’s involvement with the family, the goals of the case, and the impact of any risk and safety concerns present during the period under review when determining the applicability of children in the assessment of item 12. If, for example, the agency became involved in a case because a parent was requesting mental health services for one of his or her children, and the other children in the home were not subject to any maltreatment concerns and did not require the same mental health services, it may be appropriate to focus only on the child receiving the services because that was the reason for the agency’s involvement with the family and there were no other risk/safety concerns for the other children. Similarly, for cases in which the agency became involved with the family due to a child’s experiencing juvenile delinquency issues, if the other children in the home were not subject to any maltreatment concerns and there are no risk and safety issues present during the period under review that affect the other children, it may be appropriate to focus only on the child for whom the delinquency issues are being addressed in the assessment of item 12. If the delinquency issues are affecting the safety of the other children in the home, and safety-related services are necessary, those would be captured in Item 3, not in Item 12.

No. In a foster care case, Item 12A is only answered for the target child. Reviewers can capture the needs of the other children in 12B by assessing the needs of the parent(s) to care for those children and what services the agency provided to assist them.

Yes, caregivers who became legal guardians during the PUR would be rated in B, similar to adoptive parents. If a foster parent became an adoptive parent or legal guardian during the period under review, reviewers would rate them as a foster parent in 12C up until the adoption or guardianship was finalized. If the case is kept open for services post-finalization or is opened again during the period under review, reviewers would rate them in B as adoptive parents or guardians for that portion of the period under review.

Per the definition of parents in Items 12, 13, and 15 for in-home cases, inclusion of a non-custodial parent is determined based on case circumstances. The following are examples of when it would be appropriate to expect agency engagement of non-custodial parents: • The non-custodial parent has ongoing contact with the children. • Children are at high risk of entering foster care; e.g., safety issues exist that cannot be mitigated in the short term, or the custodial parent is not compliant with safety services or the safety plan. • The non-custodial parent was notified/made aware of child welfare agency involvement and has a desire to be involved as a resource for the children. In situations where a custodial parent refuses to allow the agency to contact a non-custodial parent, the agency would be expected to include the non-custodial parent only if the court orders his or her involvement, if the children are at risk for foster placement, or if the children have ongoing contact with the non-custodial parent that necessitates an assessment of that parent. Note that if the above circumstances exist, but the custodial parent expresses a history of abuse, neglect, domestic violence, substance abuse, etc., by the non-custodial parent, this should be taken into consideration and assessed accordingly.

Items 12, 13, and 15 should consider the relative as well as the birth parents in this situation because the plan is to reunify the child with the relative. Regardless of the child's legal relationship with the relative, it is important for the agency to review the assessment and services provided to that relative, the involvement of the relative in case planning, and worker contacts with the relative to ensure that the child can achieve a safe and successful reunification.

The agency must have made concerted efforts to identify and locate alleged fathers in order for questions related to fathers in Items 12, 13, and 15 to be answered Not Applicable (NA). If the agency did NOT make concerted efforts to identify/locate the alleged father, the lack of efforts regarding the father would be rated in Item 12 (Question B2 would be answered No), resulting in an Area Needing Improvement (ANI) rating for Item 12, and the questions related to the father in Items 13 and 15 would be answered NA. If the child came into foster care before the period under review (PUR), the agency made concerted efforts to identify/locate the alleged father before the PUR, and there were no case circumstances during the PUR that would warrant further efforts (e.g., additional information about the father’s identity or location was discovered), questions related to the father in Items 12, 13, and 15 would be answered NA.

The applicability instructions for Items 13 and 15 provide guidance on when these items are not applicable. But the example above would not necessarily apply unless the agency made efforts to rule out the appropriateness or need for parental involvement. Just because a parent is incarcerated—and will be for a long time—doesn't negate the agency's responsibility to reach out to that parent to ask about their desire to be involved, and to assess the appropriateness and level of their involvement.

Per the definition of parents used for in-home cases in Items 12, 13, and 15, inclusion of a non-custodial parent is determined based on case circumstances. The following are examples of when it would be appropriate to expect agency engagement of non-custodial parents: • The parent has ongoing contact with the children. • Children are at a high risk of entering foster care; e.g., safety issues exist that cannot be mitigated in the short term or the custodial parent is non-compliant with safety services or the safety plan. • A non-custodial parent was notified/made aware of child welfare involvement and has a desire to be involved as a resource for the children. In situations where a custodial parent refuses to allow the agency to contact a non-custodial parent, the agency would only be expected to include that parent if the court orders the non-custodial parent’s involvement, the children are at risk for foster placement, or the children’s having ongoing contact with that parent would necessitate a parental assessment. Note that if the above circumstances exist, but the custodial parent indicates a history of abuse, neglect, domestic violence, substance abuse, etc., by the non-custodial parent, this should be taken into consideration and assessed accordingly.

When we are talking about a child placed out of state, reviewers can consider the local worker as a “caseworker” if they are a caseworker from the jurisdiction in which the child is placed, even if they don’t meet the definition of “other responsible party.” This is why we included special instructions for out-of-state cases: "If the child is in a placement in another state, you should determine whether a caseworker from the jurisdiction in which the child is placed, or a caseworker from the jurisdiction from which the child was placed, visits with the child in the placement on a schedule that is consistent with the child’s needs." In this particular case, since the state has made arrangements for an out-of-state worker to visit the child in addition to doing their own visit every 6 months, the reviewers should consider the work done by the out-of-state worker in addition to the sending worker, and assess all of those efforts in meeting the child's needs.

There is no requirement for annual visits by sending state caseworkers, so that should not be a factor in rating cases. Rather, reviewers should use the Item 14 instructions provided in the R3 instrument about children in out-of-state placements, which indicate that "[i]f the child is in a placement in another state, you should determine whether a caseworker from the jurisdiction in which the child is placed, or a caseworker from the jurisdiction from which the child was placed, visits with the child in the placement on a schedule that is consistent with the child’s needs." In determining whether the schedule of visits was adequate, reviewers should consider the specific child’s needs as well as the instrument instructions that guide reviewers to consider a standard of monthly visits unless there is substantial justification that a pattern of visits that was less than monthly was adequate for the child.

If reviewers determine that the visitation is conducted in a way that is sensitive to the child’s needs but allows the caseworker to determine the safety and well-being of the child, then B can be answered “yes.”

In Item 15, a "visit" is defined as "face-to-face contact between the caseworker or other responsible party and the parent." In answering questions A2 and B2 (if the frequency of visits between the caseworker and mother/father is sufficient to address safety, permanency, and well-being of the child and promote achievement of case goals), reviewers may include non-private visits such as family team meetings, case planning meetings, and supervised visitations if it involves face-to-face contact between the caseworker/responsible party and the parent. However, reviewers will need to address the quality of those visits in questions C and D. To determine the quality of the visits, reviewers will need to consider the location of the visit, including whether or not the location was conducive to open and honest communication between the parent(s) and caseworker.

Item 15 is rated on visits that actually occurred with parents. If a parent's whereabouts are unknown, despite the agency's efforts to locate them, that parent may not be applicable for an assessment of this item (see applicable-cases instructions for Item 15).

Item 15 explains that the purpose of the assessment is to determine whether, during the period under review, the frequency and quality of visits between caseworkers and the mothers and fathers of the child(ren) are sufficient to ensure the safety, permanency, and well-being of the child(ren) and promote achievement of case goals. Item 15 should be rated according to visits that actually occurred with the parents and should consider the quality of those visits in addressing safety, permanency, and well-being and achievement of case goals. The OSRI instructions for 15C and 15D provide information regarding things to consider when determining the sufficiency and quality of the visits. Justification for less-than-monthly visits is a case-specific issue and is difficult to answer, but reviewers should consider the documented efforts made by the worker to meet with the parents, the reasons why a parent was non-responsive, and whether less-than-monthly visits were sufficient to address the safety, permanency, and well-being of the child(ren) and achievement of case goals given the specific case issues.